If there is one thing that university faculty and administrators could do today to demonstrate their commitment to inclusion, not to mention teaching and learning over sorting and status, it would be to ban curve-based, norm-referenced grading. Many obstacles exist to the effective inclusion and success of students from underrepresented (and underserved) groups in science and related programs. Students and faculty often, and often correctly, perceive large introductory classes as “weed out” courses preferentially impacting underrepresented students. In the life sciences, many of these courses are “out-of-major” requirements, in which students find themselves taught with relatively little regard to the course’s relevance to bio-medical careers and interests. Often such out-of-major requirements spring not from a thoughtful decision by faculty as to their necessity, but because they are prerequisites for post-graduation admission to medical or graduate school. “In-major” instructors may not even explicitly incorporate or depend upon the materials taught in these out-0f-major courses – rare is the undergraduate molecular biology degree program that actually calls on students to use calculus or a working knowledge of physics, despite the fact that such skills may be relevant in certain biological contexts – see Magnetofiction – A Reader’s Guide. At the same time, those teaching “out of major” courses may overlook the fact that many (and sometimes most) of their students are non-chemistry, non-physics, and/or non-math majors. The result is that those teaching such classes fail to offer a doorway into the subject matter to any but those already comfortable with it. But reconsidering the design and relevance of these courses is no simple matter. Banning grading on a curve, on the other hand, can be implemented overnight (and by fiat if necessary).
So why ban grading on a curve? First and foremost, it would put faculty and institutions on record as valuing student learning outcomes (perhaps the best measure of effective teaching) over the sorting of students into easy-to-judge groups. Second, there simply is no pedagogical justification for curved grading, with the possible exception of providing a kludgy fix to correct for poorly designed examinations and courses. There are more than enough opportunities to sort students based on their motivation, talent, ambition, “grit,” and through the opportunities they seek after and successfully embraced (e.g., through volunteerism, internships, and independent study projects).
The negative impact of curving can be seen in a recent paper by Harris et al, (Reducing achievement gaps in undergraduate general chemistry …), who report a significant difference in overall student inclusion and subsequent success based on a small grade difference between a C, which allows a student to proceed with their studies (generally as successfully as those with higher grades) and a C-minus, which requires them to retake the course before proceeding (often driving them out of the major). Because Harris et al., analyzed curved courses, a subset of students cannot escape these effects. And poor grades disproportionately impact underrepresented and underserved groups – they say explicitly “you do not belong” rather than “how can I help you learn”.
Often naysayers disparage efforts to improve course design as “dumbing down” the course, rather than improving it. In many ways this is a situation analogous to blaming patients for getting sick or not responding to treatment, rather than conducting an objective analysis of the efficacy of the treatment. If medical practitioners had maintained this attitude, we would still be bleeding patients and accepting that more than a third are fated to die, rather than seeking effective treatments tailored to patients’ actual diseases – the basis of evidence-based medicine. We would have failed to develop antibiotics and vaccines – indeed, we would never have sought them out. Curving grades implies that course design and delivery are already optimal, and the fate of students is predetermined because only a percentage can possibly learn the material. It is, in an important sense, complacent quackery.
Banning grading on a curve, and labelling it for what it is – educational malpractice – would also change the dynamics of the classroom and might even foster an appreciation that a good teacher is one with the highest percentage of successful students, e.g. those who are retained in a degree program and graduate in a timely manner (hopefully within four years). Of course, such an alternative evaluation of teaching would reflect a department’s commitment to construct and deliver the most engaging, relevant, and effective educational program. Institutional resources might even be used to help departments generate more objective, instructor-independent evaluations of learning outcomes, in part to replace the current practice of student-based opinion surveys, which are often little more than measures of popularity. We might even see a revolution in which departments compete with one another to maximize student inclusion, retention, and outcomes (perhaps even to the extent of applying pressure on the design and delivery of “out of major” required courses offered by other departments).
“All a pipe dream” you might say, but the available data demonstrates that resources spent on rethinking course design, including engagement and relevance, can have significant effects on grades, retention, time to degree, and graduation rates. At the risk of being labeled as self-promoting, I offer the following to illustrate the possibilities: working with Melanie Cooper at Michigan State University, we have built such courses in general and organic chemistry and documented their impact, see Evaluating the extent of a large-scale transformation in gateway science courses.
Perhaps we should be encouraging students to seek out legal representation to hold institutions (and instructors) accountable for detrimental practices, such as grading on a curve. There might even come a time when professors and departments would find it prudent to purchase malpractice insurance if they insist on retaining and charging students for ineffective educational strategies.(1)
Acknowledgements: Thanks to daughter Rebecca who provided edits and legal references and Melanie Cooper who inspired the idea. Educate! image from theDorian De Long Arts & Music Scholarship site.
(1) One cannot help but wonder if such conduct could ever rise to the level of fraud. See, e.g., Bristol Bay Productions, LLC vs. Lampack, 312 P.3d 1155, 1160 (Colo. 2013) (“We have typically stated that a plaintiff seeking to prevail on a fraud claim must establish five elements: (1) that the defendant made a false representation of a material fact; (2) that the one making the representation knew it was false; (3) that the person to whom the representation was made was ignorant of the falsity; (4) that the representation was made with the intention that it be acted upon; and (5) that the reliance resulted in damage to the plaintiff.”).
Insights into student thinking & course design, part of the biofundamentals project.
Something that often eludes both instructors and instructional researchers is a clear appreciation of what it is that students do and do not know, what ideas they can and cannot call upon to solve problems and generate clear, coherent, and plausible explanations. What information – thought to have been presented effectively through past instruction, appears to be unavailable to students. As an example, few instructors would believe that students completing college level chemistry could possibly be confused about the differences between covalent and non-covalent molecular interactions, yet there is good evidence that they are (Williams et al., 2015). Unless these ideas, together with their conceptual bases and practical applications, are explicitly called out in the design and implementation of instructional materials, they often fail to become a working (relevant) part of the students’ conceptual tool-kit.
To identify ideas involved in understanding biological systems, we are using an upper division undergraduate course in developmental biology (blog link) to provide context; this is a final “capstone” junior/senior level course that comes after students have completed multiple required courses in chemistry and biology. Embryonic development integrates a range of molecular level processes, including the control of gene expression, cellular morphology and dynamics, through intrinsic and extrinsic signaling systems.
A key aspect of the course’s design is the use of formative assessment activities delivered through the beSocratic system. These activities generally include parts in which students are asked to draw a graph or diagram. Students are required to complete tasks before the start of each class meeting; their responses are used to inform in-class discussions, a situation akin to reviewing game film and coaching in sports. Analysis of student drawings and comments, carried out in collaboration with Melanie Cooper and her group at Michigan State University, can reveal unexpected aspects of students’ thinking (e.g. Williams et al., 2015). What emerges from this Socratic give and take is an improved appreciation of the qualities of the tasks that engage students (as well as those that do not), and insights into how students analyze specific tasks, what sets of ideas they see as necessary and which necessary ideas they ignore when generating explanatory and predictive models. Most importantly, they can reveal flaws in how necessary ideas are developed. While at an admittedly early stage in the project, here I sketch out some preliminary findings: the first of these deal with steady state concentration and response dynamics.
The ideas of steady state concentration and pathway dynamics were identified by Loertscher et al (2014)as two of five “threshold concepts” in biochemistry and presumably molecular biology as well. Given the non-equilibrium nature of biological systems, we consider the concentration of a particular molecule in a cell in dynamic terms, a function of its rate of synthesis (or importation from the environment) together with its rate of breakdown. On top of this dynamic, the activity of existing molecules can be regulated through various post-translational mechanisms. All of the populations of molecules within a cell or organism have a characteristic steady state concentration with the exception of genomic DNA, which while synthesized is not, in living organisms, degraded, although it is repaired.
In biological systems, molecules are often characterized by their “half life” but this can be confusing, since it is quite different from the way the term is used in physics, where students are likely to first be introduced to it. Echos from physics can imply that a molecule’s half-life is an intrinsic feature of the molecule, rather than of the system in which the molecule finds itself. The equivalent of half-life would be doubling time, but these terms make sense only under specific conditions. In a system in which synthesis has stopped (synthesis rate = 0) the half life is the time it takes for the number of molecules in the system to decrease by 50%, while in the absence of degradation (degradation rate = 0), the doubling time is the time it takes to double the number of molecules in the system. Both degradation and synthesis rates are regulateable and can vary, often dramatically, in response to various stimuli.
In the case of RNA and polypeptide levels, the synthesis rate is determined by many distinct processes, including effective transcription factor concentrations, the signals that activate transcription factors, rates of binding of transcription factors to transcription factor binding sites (which can involve both DNA sequences and other proteins), as well as relevant binding affinities, and the rates associated with the recruitment and activation of DNA-dependent, RNA polymerase. Once activated, the rate of gene specific RNA synthesis will be influenced by the rate of RNA polymerization (nucleotide bases added per second) and the length of the RNA molecules synthesized. In eukaryotes, the newly formed RNA will generally need to have introns removed through interactions with splicing machinery, as well as other post-transcriptional reactions, after which the processed RNA will be transported from the nucleus to the cytoplasm through the nuclear pore complex. In the cytoplasm there are rates associated with the productive interaction of RNAs with the translational machinery (ribosomes and associated factors), and the rate at which polypeptide synthesis occurs (amino acids added per second) together with the length of the polypeptide synthesized (given that things are complicated enough, I will ignore processes such as those associated with the targeting of membrane proteins and codon usage, although these will be included in a new chapter in biofundamentals reasonably soon, I hope). On the degradative side, there are rates associated with interactions with nucleases (that breakdown RNAs) and proteinases (that breakdown polypeptides). These processes are energy requiring; generally driven by reactions coupled to the hydrolysis of adenosine triphosphate (ATP).
That these processes matter is illustrated nicely in work from Harima and colleagues (2014). The system, involved in the segmentation of the anterior region of the presomitic mesoderm, responds to signaling by activating the Hes7 gene, while the Hes7 gene product act to inhibit Hes7 gene expression. The result is an oscillatory response that is “tuned” by the length of the transcribed region (RNA length). This can be demonstrated experimentally by generating mice in which two of the genes three introns (Hes7-3) or all three introns (intron-less) are removed. Removing introns changes the oscillatory behavior of the system (Hes7 mRNA -blue and Hes7 protein – green)(Harima et al., 2013).
In the context of developmental biology, we use beSocratic activities to ask students to consider a molecule’s steady state concentration as a function of its synthesis and degradation rates, and to predict how the system would change when one or the other is altered. These ideas were presented in the context of observations by Schwanhausser et al (2011) that large discrepancies between steady state RNA and polypeptide concentrations are common and that there is an absence of a correlation between RNA and polypeptide half-lives (we also use these activities to introduce the general idea of correlation). In their responses, it was common to see students’ linking high steady state concentrations exclusively to long half-lives. Ask to consider the implications in terms of system responsiveness (in the specific context of a positively-acting transcription factor and target gene expression), students often presumed that a longer half-life would lead to higher steady state concentration which in turn would lead to increased target gene expression, primarily because collisions between the transcription factor and its DNA-binding sites would increase, leading to higher levels of target gene expression. This is an example of a p-prim (Hammer, 1996) – the heuristic that “more is more”, a presumption that is applicable to many systems.
In biological systems, however, this is generally not the case – responses “saturate”, that is increasing transcription factor concentration (or activity) above a certain level generally does not lead to a proportionate, or any increase in target gene expression. We would not call this a misconception, because this is an example of an idea that is useful in many situations, but generally isn’t in biological systems – where responses are generally inherently limited. The ubiquity and underlying mechanisms of response saturation need to be presented explicitly, and its impact on various processes reinforced repeatedly, preferably by having students use them to solve problems or construct plausible explanations. A related phenomenon that students seemed not to recognize involves the non-linearity of the initial response to a stimulus, in this case, the concentration of transcription factor below which target gene expression is not observed (or it may occur, but only transiently or within a few cells in the population, so as to be undetectable by the techniques used).
So what ideas do students need to call upon when they consider steady state concentration, how it changes, and the impact of such changes on system behavior? It seems we need to go beyond synthesis and degradation rates and include the molecular processes associated with setting the system’s response onset and saturation concentrations. First we need to help students appreciate why such behaviors (onset and saturation) occur – why doesn’t target gene expression begin as soon as a transcription factor appears in a cell? Why does gene expression level off when transcription factor concentrations rise above a certain level? The same questions apply to the types of threshold behaviors often associated with signaling systems. For example, in quorum sensing among unicellular organisms, the response of cells to the signal occurs over a limited concentration range, from off to full on. A related issue is associated with morphogen gradients (concentration gradients over space rather than time), in which there are multiple distinct types of “threshold” responses. One approach might be to develop a model in which we set the onset concentration close to the saturation concentration. The difficulty (or rather instructional challenge) here is that these are often complex processes involving cooperative as well as feedback interactions.
Our initial approach to steady state and thresholds has been to build activities based on the analysis of a regulatory network presented by Saka and Smith (2007), an analysis based on studies of early embryonic development in the frog Xenopus laevis. We chose the system because of its simplicity, involving only four components (although there are many other proteins associated with the actual system). Saka and Smith modeled the regulatory network controlling the expression of the transcription factor proteins Goosecoid (Gsc) and Brachyury (Xbra) in response to the secreted signaling protein activin (↓), a member of
the TGFβ superfamily of secreted signaling proteins (see Li and Elowitz, 2019). The network involves the positive action of Xbra on the gene encoding the transcription factor protein Xom. The system’s behavior depends on the values of various parameters, parameters that include response to activator (Activin), rates of synthesis and the half-lives of Gsc, Xbra, and Xom, and the degrees of regulatory cooperativity and responsiveness.
Depending upon these parameters, the system can produce a range of complex responses. In different regimes (→), increasing concentrations of activin (M) can lead, initially, to increasing, but mutually exclusive, expression of either Xba (B) or Gsc (A) as well as sharp transitions in which expression flips from one to the other, as Activin concentration increases, after which the response saturates. There are also conditions at very low Activin concentration (marked by ↑) in which both Xbra and Gsc are expressed at low levels, a situation that students are asked to explain.
Lessons learned: Based on their responses, captured through beSocratic and revealed during in class discussions, it appears that there is a need to be more explicit (early in the course, and perhaps the curriculum as well) when considering the mechanisms associated with response onset and saturation, in the context of how changes in the concentrations of regulatory factors (through changes in synthesis, turn-over, and activity) impact system responses. This may require a more quantitative approach to molecular dynamics and system behaviors. Here we may run into a problem, the often phobic responses of biology majors (and many faculty) to mathematical analyses. Even the simplest of models, such as that of Saka and Smith, require a consideration of factors generally unfamiliar to students, concepts and skills that may well not be emphasized or mastered in prerequisite courses. The trick is to define realistic, attainable, and non-trivial goals – we are certainly not going to succeed in getting late stage molecular biology students with rudimentary math skills to solve systems of differential equations in a developmental biology course. But perhaps we can build up the instincts needed to appreciate the molecular processes involved in the behavior of systems whose behavior evolves overtime in response to various external signals (which is, of course, pretty much every biological system).
 A similar situation exists in the context of the term “spontaneous” in chemistry and biology. In chemistry spontaneous means thermodynamically favorable, while in standard usage (and generally in biology) spontaneous implies that a reaction is proceeding at a measurable, functionally significant rate. Yet another insight that emerged through discussions with Melanie Cooper.
Hammer, D. (1996). Misconceptions or p-prims. How might alternative perspectives of cognitive structure influence instructional perceptions and intentions. Journal of the Learning Sciences5, 97-127.
Harima, Y., Imayoshi, I., Shimojo, H., Kobayashi, T. and Kageyama, R. (2014). The roles and mechanism of ultradian oscillatory expression of the mouse Hes genes. In Seminars in cell & developmental biology, pp. 85-90: Elsevier.
Harima, Y., Takashima, Y., Ueda, Y., Ohtsuka, T. and Kageyama, R. (2013). Accelerating the tempo of the segmentation clock by reducing the number of introns in the Hes7 gene. Cell Reports3, 1-7.
Li, P. and Elowitz, M. B. (2019). Communication codes in developmental signaling pathways. Development146, dev170977.
Loertscher, J., Green, D., Lewis, J. E., Lin, S. and Minderhout, V. (2014). Identification of threshold concepts for biochemistry. CBE—Life Sciences Education 13, 516-528.
Saka, Y. and Smith, J. C. (2007). A mechanism for the sharp transition of morphogen gradient interpretation in Xenopus. BMC Dev Biol7, 47.
Schwanhäusser, B., Busse, D., Li, N., Dittmar, G., Schuchhardt, J., Wolf, J., Chen, W. and Selbach, M. (2011). Global quantification of mammalian gene expression control. Nature 473, 337.
Williams, L. C., Underwood, S. M., Klymkowsky, M. W. and Cooper, M. M. (2015). Are Noncovalent Interactions an Achilles Heel in Chemistry Education? A Comparison of Instructional Approaches. Journal of Chemical Education92, 1979–1987.
Embryogenesis is based on a framework of social (cell-cell) interactions, initial and early asymmetries, and cascading cell-cell signaling and gene regulatory networks (DEVO posts one, two, & three). The result is the generation of embryonic axes, germ layers (ectoderm, mesoderm, endoderm), various organs and tissues (brains, limbs, kidneys, hearts, and such) and their characteristic cell types, their patterning, and their coordination into a functioning organism. It is well established that all animals share a common ancestor (hundreds of millions of years ago) and that a number of molecularmodules were already present in that common ancestor.
At the same time evolutionary processes are, and need to be, flexible enough to generate the great diversity of organisms, with their various adaptations to particular life-styles. The extent of both conservation and flexibility (new genes, new mechanisms) in developmental systems is, however, surprising. Perhaps the most striking evidence for the depth of this conservation was supplied by the discovery of the organization of the Hox gene cluster in the fruit fly Drosophila and in the mouse (and other vertebrates). In both, the Hox genes are arranged and expressed in a common genomic and expression patterns. But as noted by Denis Duboule (2007) Hox gene organization is often presented in textbooks in a distorted manner (↓).
The Hox gene clusters of vertebrates are compact, but are split, disorganized, and even “atomized” in other types of organisms. Similarly, processes that might appear foundational, such as the role of the Bicoid gradient in the early fruit fly embryo (a standard topic in developmental biology textbooks), is in fact restricted to a small subset of flies (Stauber et al., 1999). New genes can be generated through well defined processes, such as gene duplication and divergence, or they can arise de novo out of sequence noise (Carvunis et al., 2012; Zhao et al., 2014 – see Van Oss & Carvunis 2019. De novo gene birth). Comparative genomic analyses can reveal the origins of specific adaptations (see Stauber et al., 1999).The result is that organisms as closely related to each other as the great apes (including humans) have significant species-specific genetic differences (see Florio et al., 2018; McLean et al., 2011; Sassa, 2013 and references therein) as well as common molecular and cellular mechanisms.
A universal (?) feature of developing systems – gradients and non-linear responses: There is a predilection to find (and even more to teach) simple mechanisms that attempt to explain everything (witness the distortion of the Hox cluster, above) – a form of physics “theory of everything” envy.But the historic nature, evolutionary plasticity, and need for regulatory robustness generally lead to complex and idiosyncratic responses in biological systems.Biological systems are not “intelligently designed” but rather cobbled together over time through noise (mutation) and selection (Jacob, 1977)(see blog post).
That said, acommon (universal?) developmental process appears to be the transformation of asymmetries into unambiguous cell fate decisions. Such responses are based on threshold events controlled by a range of molecular behaviors, leading to discrete gene expression states. We can approach the question of how such decisions are made from both an abstract and a concrete perspective. Here I outline my initial approach – I plan to introduce organism specific details as needed.I start with the response to a signaling gradient, such as that found in many developmental systems, including the vertebrate spinal cord (top image Briscoe and Small, 2015) and the early Drosophila embryo (Lipshitz, 2009)(↓).
We begin with a gradient in the concentration of a “regulatory molecule” (the regulator).The shape of the gradient depends upon the sites and rates of synthesis, transport away from these sites, and turnover (degradation and/or inactivation). We assume, for simplicity’s sake, that the regulator directly controls the expression of target gene(s). Such a molecule binds in a sequence specific manner to regulatory sites, there could be a few or hundreds, and lead to the activation (or inhibition) of the DNA-dependent, RNA polymerase (polymerase), which generates RNA molecules complementary to one strand of the DNA. Both the binding of the regulator and the polymerase are stochastic processes, driven by diffusion, molecular collisions, and binding interactions.(1)
Let us now consider the response of target gene(s) as a function of cell position within the gradient. We might (naively) expect that the rate of target gene expression would be a simple function of regulator concentration. For an activator, where the gradient is high, target gene expression would be high, where the gradient concentration is low, target gene expression would be low – in between, target gene expression would be proportional to regulator concentration.But generally we find something different, we find that the expression of target genes is non-uniform, that is there are thresholds in the gradient: on one side of the threshold concentration the target gene is completely off (not expressed), while on the other side of the threshold concentration, the target gene is fully on (maximally expressed).The target gene responds as if it is controlled by an on-off switch. How do we understand the molecular basis for this behavior?
Distinct mechanisms are used in different systems, but we will consider a system from the gastrointestinal bacteria E. coli that students may already be familiar with; these are the genes that enable E. coli to digest the mammalian milk sugar lactose.They encode a protein needed to importlactose into a bacterial cell and an enzyme needed to break lactose down so that it can be metabolized.Given the energetic cost to synthesize these proteins, it is in the bacterium’s adaptive self interest to synthesize them only when lactose is present at sufficient concentrations in their environment.The response is functionally similar to that associated with quorum sensing, which is also governed by threshold effects. Similarly cells respond to the concentration of regulator molecules (in a gradient) by turning on specific genes in specific domains, rather than uniformly.
Now let us look in a little more detail at the behavior of the lactose utilization system in E. coli following an analysis by Vilar et al (2003)(2).At an extracellular lactose concentration below the threshold, the system is off.If we increase the extracellular lactose concentration above threshold the system turns on, the lactose permease and β-galactosidase proteins are made and lactose can enter the cell and be broken down to produce metabolizable sugars.By looking at individual cells, we find that they transition, apparently stochastically from off to on (→), but whether they stay on depends upon the extracellular lactose concentration. We can define a concentration, the maintenance concentration, below the threshold, at which “on” cells will remain on, while “off” cells will remain off.
The circuitry of the lactose system is well defined(Jacob and Monod, 1961; Lewis, 2013; Monod et al., 1963)(↓).The lacI gene encodes the lactose operon repressor protein and it is expressed constituately at a low level; it binds to sequences in the lac operon and inhibits transcription.The lac operon itself contains three genes whose expression is regulated by a constituatively active promoter.LacY encodes the permease while the lacZ encodes β-galactosidase.β-galactosidase has two functions: it catalyzes the reaction that transforms lactose into allolactone and it cleaves lactose into the metabolically useful sugars glucose and galactose. Allolactone is an allosteric modulator of the Lac repressor protein; if allolactone is present, it binds to lac epressor proteins and inactivates them, allowing lac operon expression.
The cell normally contains only ~10 lactose repressor proteins. Periodically (stochastically), even in the absence of lactose, and so its derivative allolactone, the lac operon promoter region is free of repressor proteins, and a lactose operon is briefly expressed – a few LacY and LacZpolypeptides are synthesized (↓).This noisy leakiness in the regulation of the lac operon allows the cell to respond if lactose happens to be present – some lactose molecules enter the cell through the permease, are converted to allolactone by β-galactosidase.Allolactone is an allosteric effector of the lac repressor; when present it binds to and inactivates the lac repressor protein so that it no longer binds to its target sequences (the operator or “O” sites).In the absence of repressor binding, the lac operon is expressed.If lactose is not present, the lac operon is inhibited and lacY and LacZ disappear from the cell by turnover or growth associated dilution.
The question of how the threshold concentration for various signal-regulated decisions is set often involves homeostatic processes that oppose the signaling response. The binding and activation of regulators can involve cooperative interactions between molecular components and both positive and negative feedback effects.
In the case of patterning a tissue, in terms of regional responses to a signaling gradient, there can be multiple regulatory thresholds for different genes, as well as indirect effects, where the initiation of gene expression of one set of target genes impacts the sensitive expression of subsequent sets of genes.One widely noted mechanism, known as reaction-diffusion, was suggested by the English mathematician Alan Turing (see Kondo and Miura, 2010) – it postulates a two component system. One component is an activator of gene expression, which in addition to its own various targets, positively regulates its own expression. The second component is a repressor of the first.Both of these two regulator molecules are released by the signaling cell or cells; the repressor diffuses away from the source faster than the activator does.The result can be a domain of target gene expression (where the concentration of activator is sufficient to escape repression), surrounded by a zone in which expression is inhibited (where repressor concentration is sufficient to inhibit the activator).Depending upon the geometry of the system, this can result in discrete regions (dots or stripes) of primary target gene expression (see Sheth et al., 2012).In real systems there are often multiple gradients present; their relative orientations can produce a range of patterns.
The point of all of this, is that when we approach a particular system – we need to consider the mechanisms involved.Typically they are selected to produce desired phenotypes, but also to be robust in the sense that they need to produce the same patterns even if the system in which they occur is subject to perturbations, such as embryo/tissue size (due to differences in cell division / growth rates) and temperature and other environmental variables.
note: figures returned – updated 13 November 2020.
While stochastic (random) these processes can still be predictable.A classic example involves the decay of an unstable isotope (atom), which is predictable at the population level, but unpredictable at the level of an individual atom.Similarly, in biological systems, the binding and unbinding of molecules to one another, such as a protein transcription regulator to its target DNA sequence is stochastic but can be predictable in a large enough population.
21st Century DEVO-2 In the first post in this series [link], I introduced the observation that single celled organisms can change their behaviors, often in response to social signals.They can respond to changing environments and can differentiate from one cellular state to the another. Differentiation involves changes in which sets of genes are expressed, which polypeptides and proteins are made [previous post], where the proteins end up within the cell, and which behaviors are displayed by the organism. Differentiation enables individuals to adapt to hostile conditions and to exploit various opportunities.
The ability of individuals to cooperate with one another, through processes such as quorum sensing, enables them to tune their responses so that they are appropriate and useful. Social interactions also makes it possible for them to produce behaviors that would be difficult or impossible for isolated individuals.Once individual organisms learn, evolutionarily, how to cooperate, new opportunities and challenges (cheaters) emerge. There are strategies that can enable an organism to adapt to a wider range of environments, or to become highly specialized to a specific environment,through the production of increasingly complex behaviors.As described previously, many of these cooperative strategies can be adopted by single celled organisms, but others require a level of multicellularity.Multicellularity can be transient – a pragmatic response to specific conditions, or it can be (if we ignore the short time that gametes exist as single cells) permanent, allowing the organism to develop the range of specialized cells types needed to build large, macroscopic organisms with complex and coordinated behaviors. In appears that various forms of multicellularity have arisen independently in a range of lineages (Bonner, 1998; Knoll, 2011). We can divide multicellularity into two distinct types, aggregative and clonal – which we will discuss in turn (1). Aggregative (transient) multicellularity:Once organisms had developed quorum sensing, they can monitor the density of related organisms in their environment and turn or (or off) specific genes (or sets of genes, necessary to produce a specific behavior.While there are many variants, one model for sucha behavior isa genetic toggle switch, in which a particular gene (or genes) can be switched on or off in response to environmental signals acting as allosteric regulators of transcription factor proteins (see Gardner et al., 2000).Here is an example of an activity (↓) that we will consider in class to assess our understanding of the molecular processes involved.
One outcome of such a signaling system is to provoke the directional migration of amoeba and their aggregation to form the transient multicellular “slug”.Such behaviors has been observedin a range of normally unicellular organisms (see Hillmann et al., 2018)(↓). The classic example isthe cellular slime mold Dictyostelium discoideum (Loomis, 2014).Under normal conditions, these
unicellular amoeboid eukaryotes migrate, eating bacteria and such. In this state, the range of an individual’s movement is restricted to short distances.However when conditions turn hostile, specifically a lack of necessary nitrogen compounds, there is a compelling reason to abandon one environment and migrate to another, more distant that a single-celled organism could reach. This is a behavior that depends upon the presence of a sufficient density (cells/unit volume) of cells that enables them to: 1) recognize one another’s presence (through quorum sensing), 2) find each other through directed (chemotactic) migration, and 3) form a multicellular slug that can go on to differentiate. Upon differentiation about 20% of the cells differentiate (and die), forming a stalk that lifts the other ~80% of the cells into the air.These non-stalk cells (the survivors) differentiate into spore (resistant to drying out) cells that are released into the air where they can be carried to new locations, establishing new populations.
The process of cellular differentiation in D. discoideum has been worked out in molecular detail and involves two distinct signaling systems: the secreted pre-starvation factor (PSF) protein and cyclic AMP (cAMP).PSF is a quorum signaling protein that also serves to activate the cell aggregation and differentiation program (FIG. ↓)
If bacteria, that is food, are present, the activity of PSF is inhibited andcells remain in their single cell state. The key regulator of downstream aggregation and differentiation is the cAMP-dependent protein kinase PKA.In the unicellular state, PKA activity is inhibited by PufA.As PSF increases, while food levels decrease, YakA activity increases, inactivating PufA, leading to increased PKA activity.Active PKA induces the synthesis of two downstream proteins, adenylate cyclase (ACA) and the cAMP receptor (CAR1). ACA catalyzes cAMP synthesis, much of which is secreted from the cell as a signaling molecule. The membrane-bound CAR1 protein acts as a receptor for autocrine (on the cAMP secreting cell) and paracrine (on neighboring cells) signaling.The binding of cAMP to CAR1 leads to further activation of PKA, increasing cAMP synthesis and secretion – a positive feed-back loop. As cAMP levels increase, downstream genes are activated (and inhibited) leading cells to migrate toward one another, their adhesion to form a slug.Once the slug forms and migrates to an appropriate site, the process of differentiation (and death) leading to stalk and spore formation begins. The fates of the aggregated cells is determined stochastically, but social cheaters can arise. Mutations can lead to individuals that avoid becoming stalk cells.In the long run, if all individuals were to become cheaters, it would be impossible to form a stalk, so the purpose of social cooperation would be impossible to achieve.In the face of environmental variation, populations invaded by cheaters are more likely to become extinct.For our purposes the various defenses against cheaters are best left to other courses (see here if interested Strassmann et al., 2000).
Clonal (permanent) multicellularity:The type of multicellularity that most developmental biology courses focus on is what is termed clonal multicellularity – the organism is a clone of an original cell, the zygote, a diploid cell produced by the fusion of sperm and egg, haploid cells formed through the process of meiosis (2).It is during meiosis that most basic genetic processes occur, that is the recombination between maternal and paternal chromosomes leading to the shuffling of alleles along a chromosome, and the independent segregation of chromosomes to form haploid gametes, gametes that are genetically distinct from those present in either parent. Once the zygote forms, subsequent cell divisions involve mitosis, with only a subset of differentiated cells, the cells of the germ line, capable of entering meiosis.
Non-germ line, that is somatic cells, grow and divide. They interact with one another directly and through various signaling processes to produce cells with distinct patterns of gene expression, and so differentiated behaviors.A key difference from a unicellular organism, is that the cells will (largely) stay attached to one another, or to extracellular matrix materials secreted by themselves and their neighbors.The result is ensembles of cells displaying different specializations and behaviors.As such cellular colonies get larger, they face a number of physical constraints – for example, cells are open non-equilibrium systems, to maintain themselves and to grow and reproduce, they need to import matter and energy from the external world. Cells also produce a range of, often toxic, waste products that need to be removed.As the cluster of zygote-derived cells grows larger, and includes more and more cells, some cells will become internal and so cut off from necessary resources. While diffusive processes are often adequate when a cell is bathed in an aqueous solution, they are inadequate for a cell in the interior of a large cell aggregate (3).The limits of diffusive processes necessitate other strategies for resource delivery and waste removal; this includes the formation of tubular vascular systems (such as capillaries, arteries, veins) and contractile systems (hearts and such) to pump fluids through these vessels, as well as cells specialized to process and transport a range of nutrients (such as blood cells).As organisms get larger, their movements require contractile machines (muscle, cartilage, tendons, bones, etc) driving tails, fins, legs, wings, etc. The coordination of such motile systems involves neurons, ganglia, and brains. There is also a need to establish barriers between the insides of an organism and the outside world (skin, pulmonary, and gastrointestinal linings) and the need to protect the interior environment from invading pathogens (the immune system).The process of developing these various systems depends upon controlling patterns of cell growth, division, and specialization (consider the formation of an arm), as well as the controlled elimination of cells (apoptosis), important in morphogenesis (forming fingers from paddle-shaped appendages), the maturation of the immune system (eliminating cells that react against self), and the wiring up, and adaptation of the nervous system. Such changes are analogous to those involved in aggregative multicellularity.
Origins of multicellularity:While aggregative multicellularity involves an extension of quorum sensing and social cooperation between genetically distinct, but related individuals, we can wonder whether similar drivers are responsible for clonal multicellularity.There are a number of imaginable adaptive (evolutionary) drivers but two spring to mind: a way to avoid predators by getting bigger than the predators and as a way to produce varied structures needed to exploit various ecological niches and life styles. An example of the first type of driver of multicellularity is offered by the studies of Boraas et al(1998). They cultured the unicellular green alga Chlorella vulgaris, together with a unicellular predator, the phagotrophic flagellated protist Ochromonas vallescia. After less than 100 generations (cell divisions), they observed the appearance of multicellular, and presumable inedible (or at least less easily edible), forms. Once selected, this trait appears to be stable, such that “colonies retained the eight-celled form indefinitely in continuous culture”.To my knowledge, the genetic basis for this multicellularity remains to be determined.
Cell Differentiation:One feature of simple colonial organisms is that when dissociated into individual cells, each cell is capable of regenerating a new organism. The presence of multiple (closely related) cells in a single colony opens up the possibility of social interactions; this is distinct from the case in aggregative multicellularity, where social cooperation came first. Social cooperation within a clonal metazoan means that most cells “give up” their ability to reproduce a new organism (a process involving meiosis). Such irreversible social interactions mark the transition from a colonial organism to a true multicellular organism. As social integration increases, cells can differentiate so as to perform increasingly specialized functions, functions incompatible with cell division. Think for a moment about a human neuron or skeletal muscle cell – in both cases, cell division is no longer possible (apparently). Nevertheless, the normal functioning of such cells enhances the reproductive success of the organism as a whole – a classic example of inclusive fitness (remember heterocysts?)Modern techniques of single cell sequencing and data analysis have now been employed to map this process of cellular differentiation in increasingly great detail, observations that will inform our later discussions (see Briggs et al., 2018 and future posts). In contrast, the unregulated growth of a cancer cell is an example of an asocial behavior, an asocial behavior that is ultimately futile, except in those rare cases (four known at this point) in which a cancer cell can move from one organism to another (Ujvari et al., 2016).
Unicellular affordances for multicellularity:When considering the design of a developmental biology course, we are faced with the diversity of living organisms – the basic observation that Darwin, Wallace, their progenitors and disciplinary descendants set out to solve. After all there are many millions of different types of organisms; among the multicellular eukaryotes, there are six major group : the ascomycetes and basidiomycetes fungi, the florideophyte red algae, laminarialean brown algae, embryophytic land plants and animals
(Knoll, 2011 ↑).Our focus will be on animals. “All members of Animalia are multicellular, and all are heterotrophs (i.e., they rely directly or indirectly on other organisms for their nourishment). Most ingest food and digest it in an internal cavity.” [Mayer link].From a macroscopic perspective, most animals have (or had at one time during their development) an anterior to posterior, that is head to tail, axis. Those that can crawl, swim, walk, or fly typically have a dorsal-ventral or back to belly axis, and some have a left-right axis as well.
But to be clear, a discussion of the various types of animals is well beyond the scope of any introductory course in developmental biology, in part because there are 35 (assuming no more are discovered) different “types” (phyla) of animals – nicely illustrated at this website [BBC: 35 types of animals, most of whom are really weird)].So again, our primary focus will be on one group, the vertebrates – humans are members of this group.We will also consider experimental insights derived from studies of various “model” systems, including organisms from another metazoan group, theecdysozoa (organisms that shed their outer layer as they grow bigger), a group that includes fruit flies and nematode worms.
My goal will be to ignore most of the specialized terminology found in the scholarly literature, which can rapidly turn a biology course into a vocabulary lesson and that add little to understanding of basic processes relevant to a general understanding of developmental processes (and relevant to human biology, medicine, and biotechnology). This approach is made possible by the discovery that the basic processes associated with animal (and metazoan) development are conserved. In this light, no observation has been more impactful than the discovery that the nature and organization of the genes involved in specifying the head to tail axes of the fruit fly and vertebrates (such as the mouse and human) is extremely similar in terms of genomic organization and function (Lappin et al., 2006 ↓), an observation that we will return to repeatedly.Such molecular similarities extend to cell-cell and cell-matrix adhesion systems, systems that release and respond to various signaling molecules, controlling cell behavior and gene expression, and reflects the evolutionary conservation and the common ancestry of all animals (Brunet and King, 2017; Knoll, 2011).
What can we know about the common ancestor of the animals?Early on in the history of comparative cellular anatomy, the striking structural similarities between the feeding system of choanoflagellate protozoans, a motile (microtubule-based) flagellum a surrounded by a “collar”of microfilament-based microvilli) and a structurally similar organelle in a range of multicellular organisms led to the suggestion that choanoflagellates and animals shared a common ancestor.The advent of genomic sequencing and analysis has only strengthened this hypothesis, namely that choanoflagellates and animals form a unified evolutionary clade, the ‘Choanozoa’(see tree↑ above)(Brunet and King, 2017).Moreover, “many genes required for animal multicellularity (e.g., tyrosine kinases, cadherins, integrins, and extracellular matrix domains) evolved before animal origins”.The implications is that the Choanozoan ancestor was predisposed to exploit some of the early opportunities offered by clonal multicellularity. These pre-existing affordances, together with newly arising genes and proteins (Long et al., 2013) were exploited in multiple lineages in the generation of multicellular organisms (see Knoll, 2011).
Basically to understand what happened next, some ~600 million years ago or so, we will approach the various processes involved in the shaping of animal development.Because all types of developmental processes, including the unicellular to colonial transition, involve changes in gene expression, we will begin with the factors involved in the regulation of gene expression.
Footnotes: 1). Please excuse the inclusive plural, but it seems appropriate in the context of what I hope will be a highly interactive course.
2). I will explicitly ignore variants as (largely) distractions, better suited for more highly specialized courses. 3). We will return to this problem when (late in the course, I think) we will discuss the properties of induced pluripotent stem cell (iPSC) derived organoids.
Literature cited: Bonner, J. T. (1998). The origins of multicellularity. Integrative Biology: Issues, News, and Reviews: Published in Association with The Society for Integrative and Comparative Biology 1, 27-36.
Boraas, M. E., Seale, D. B. and Boxhorn, J. E. (1998). Phagotrophy by a flagellate selects for colonial prey: a possible origin of multicellularity. Evolutionary Ecology 12, 153-164.
Briggs, J. A., Weinreb, C., Wagner, D. E., Megason, S., Peshkin, L., Kirschner, M. W. and Klein, A. M. (2018). The dynamics of gene expression in vertebrate embryogenesis at single-cell resolution. Science 360, eaar5780.
Brunet, T. and King, N. (2017). The origin of animal multicellularity and cell differentiation. Developmental cell 43, 124-140.
Gardner, T. S., Cantor, C. R. and Collins, J. J. (2000). Construction of a genetic toggle switch in Escherichia coli. Nature 403, 339-342.
Hillmann, F., Forbes, G., Novohradská, S., Ferling, I., Riege, K., Groth, M., Westermann, M., Marz, M., Spaller, T. and Winckler, T. (2018). Multiple roots of fruiting body formation in Amoebozoa. Genome biology and evolution 10, 591-606.
Knoll, A. H. (2011). The multiple origins of complex multicellularity. Annual Review of Earth and Planetary Sciences 39, 217-239.
Lappin, T. R., Grier, D. G., Thompson, A. and Halliday, H. L. (2006). HOX genes: seductive science, mysterious mechanisms. The Ulster medical journal 75, 23.
Long, M., VanKuren, N. W., Chen, S. and Vibranovski, M. D. (2013). New gene evolution: little did we know. Annual review of genetics 47, 307-333.
Loomis, W. F. (2014). Cell signaling during development of Dictyostelium. Developmental biology 391, 1-16.
Strassmann, J. E., Zhu, Y. and Queller, D. C. (2000). Altruism and social cheating in the social amoeba Dictyostelium discoideum. Nature 408, 965-967.
Ujvari, B., Gatenby, R. A. and Thomas, F. (2016). Transmissible cancers, are they more common than thought? Evolutionary applications 9, 633-634.
On teaching developmental biology and trying to decide where to start: differentiation
Having considered the content of courses in chemistry  andbiology [2, 3], and preparing to teach developmental biology for the first time, I find myself reflecting on how such courses might be better organized.In my department, developmental biology (DEVO) has returned after a hiatus as the final capstone course in our required course sequence, and so offers an opportunity within which to examine what students have mastered as they head into their more specialized (personal) educational choices.Rather than describe the design of the course that I will be teaching, since at this point I am not completely sure what will emerge, what I intend to do (in a series of posts) is to describe, topic by topic, the progression of key concepts, the observations upon which they are based, and the logic behind their inclusion.
Modern developmental biology emerged during the mid-1800s from comparative embryology  and was shaped by the new cell theory (the continuity of life and the fact that all organisms are composed of cells and their products) and the ability of cells to differentiate, that is, to adopt different structures and behaviors .Evolutionary theory was also key.The role of genetic variation based on mutations and selection, in the generation of divergent species from common ancestors, explained why a single, inter-connected Linnaean (hierarchical) classification system (the phylogenic tree of life →) of organisms was possible and suggested that developmental mechanisms were related to similar processes found in their various ancestors.
So then, what exactly are the primary concepts behind developmental biology and how do they emerge from evolutionary, cell, and molecular biology?The concept of “development” applies to any process characterized by directional changes over time.The simplest such process would involve the progress from the end of one cell division event to the beginning of the next; cell division events provide a convenient benchmark.In asexual species, the process is clonal, a single parent gives rise to a genetically identical (except for the occurrence of new mutations) offspring. Often there is little distinction between parent and offspring.In sexual species, a dramatic and unambiguous benchmark involves the generation of a new and genetically distinct organism.This “birth” event is marked by the fusion of two gametes (fertilization) to form a new diploid organism.Typically gametes are produced by a complex cellular differentiation process (gametogenesis), ending with meiosis and the formation of haploid cells.In multicellular organisms, it is often the case that a specific lineage of cells (which reproduce asexually), known as the germ line, produce the gametes.The rest of the organism, the cells that do not produce gametes, is known as the soma, composed of somatic cells. Cellular continuity remains, however, since gametes are living (albeit haploid) cells.
It is common for the gametes that fuse to be of two different types, termed oocyte and sperm.The larger, and generally immotile gamete type is called an oocyte and an individual that produces oocytes is termed female. The smaller, and generally motile gamete type is called a sperm; individuals that produces sperm are termed male. Where a single organism can produce both oocytes and sperm, either at the same time or sequentially, they are referred to as hermaphrodites (named after Greek Gods, the male Hermes and the female Aphrodite). Oocytes and sperm are specialized cells; their formation involves the differential expression of genes and the specific molecular mechanisms that generate the features characteristic of the two cell types.The fusion of gametes, fertilization,leads to a zygote, a diploid cell that (usually) develops into a new, sexually mature organism.
An important feature of the process of fertilization is that it requires a level of social interaction, the two fusing cells (gametes) must recognize and fuse with one another.The organisms that produce these gametes must cooperate; they need to produce gametes at the appropriate time and deliver them in such a way that they can find and recognize each other and avoid “inappropriate” interactions”. The specificity of such interactions underlie the reproductive isolation that distinguishes one species from another.The development of reproductive isolation emerges as an ancestral population of organisms diverges to form one or more new species.As we will see, social interactions, and subsequent evolutionary effects, are common in the biological world.
The cellular and molecular aspects of development involve the processes by which cells grow, replicate their genetic material (DNA replication), divide to form distinct parent-offspring or similar sibling cells, and may alter their morphology (shape), internal organization, motility, and other behaviors, such as the synthesis and secretion of various molecules, and how these cells respond to molecules released by other cells.Developmental processes involve the expression and the control of all of these processes.
Essentially all changes in cellular behavior are associated with changes in the activities of biological molecules and the expression of genes, initiated in response to various external signaling events – fertilization itself is such a signal.These signals set off a cascade of regulatory interactions, often leading to multiple “cell types”, specialized for specific functions (such as muscle contraction, neural and/or hormonal signaling, nutrient transport, processing, and synthesis, etc.).For specific parts of the organism, external or internal signals can result in a short term “adaptive” response (such as sweating or panting in response to increased internal body temperature), after which the system returns to its original state, or in the case of developing systems, to new states, characterized by stable changes in gene expression, cellular morphology, and behavior.
Development in bacteria (and other unicellular organisms):In most unicellular organisms, the cell division process is reasonably uneventful, the cells produced are similar to the original cell – but not always.A well studied example is the bacterium Caulobacter crescentus (and related species) [link][link].In cases such as this, the process of growthleads to phenotypically different daughters.While it makes no sense to talk about a beginning (given the continuity of life after the appearance of the last universal common ancestor or LUCA), we can start with a “swarmer” cell, characterized by the presence of a motile flagellum (a molecular machine driven by coupled chemical reactions – see past blogpost] that drives motility [figure modified from 6 ↓].
A swarmer will eventually settle down, loose the flagellum, and replace it with a specialized structure (a holdfast) designed to anchor the cell to a solid substrate.As the organism grows, the holdfast develops a stalk that lifts the cell away from the substrate.As growth continues, the end of the cell opposite the holdfast begins to differentiate (becomes different) from the holdfast end of the cell – it begins the process leading to the assembly of a new flagellar apparatus.When reproduction (cell growth, DNA replication, and cell division) occurs, a swarmer cell is released and can swim away and colonize another area, or settle nearby.The holdfast-anchored cell continues to grow, producing new swarmers. This process is based on the inherent asymmetry of the system – the holdfast end of the cell is molecularly distinct from the flagellar end [see 7].
The process of swarmer cell formation in Caulobacter is an example of what we will term deterministic phenotypic switching.Cells can also exploit molecular level noise (stochastic processes) that influence gene expression to generate phenotypic heterogeneity, different behaviors expressed by genetically identical cells within the same environment [see 8, 9].Molecular noise arises from the random nature of molecular movements and the rather small (compared to macroscopic systems) numbers of most molecules within a cell.Most cells contain one or two copies of any particular gene, and a similarly small number of molecular sequences involved in their regulation .Which molecules are bound to which regulatory sequence, and for how long, is governed by inter-molecular surface interactions and thermally driven collisions, and is inherently noisy.There are strategies that can suppress but not eliminate such noise [see 11].As dramatically illustrated by Elowitzand colleagues (↑), molecular level noise can produce cells with different phenotypes.Similar processes are active in eukaryotes (including humans), and can lead to the expression of one of the two copies of a gene (mono-allelic expression) present in a diploid organism.This can lead to effects such as haploinsufficiency and selective (evolutionary) lineage effects if the two alleles are not identical [12, 13]. Such phenotypic heterogeneity among what are often genetically identical cells is a topic that is rarely discussed (as far as I can discern) in introductory cell, molecular, or developmental biology courses [past blogpost].
The ability to switch phenotypes can be a valuable trait if an organism’s environment is subject to significant changes.As an example, when the environment gets hostile, some bacterial cells transition from a rapidly dividing to a slow or non-dividing state.Such “spores” can differentiate so as to render them highly resistant to dehydration and other stresses.If changes in environment are very rapid, a population can protect itself by continually having some cells (stochastically) differentiating into spores, while others continue to divide rapidly. Only a few individuals (spores) need to survive a catastrophic environmental change to quickly re-establish the population.
Dying for others – social interactions between “unicellular” organisms:Many students might not predict that one bacterial cell would “sacrifice” itself for the well being of others, but in fact there are a number of examples of this type of self-sacrificing behavior, known as programmed cell death, which is often a stochastic process.An interesting example is provided by cellular specialization for photosynthesis or nitrogen fixation in cyanobacteria [see 9].These two functions require mutually exclusive cellular environments to occur, in particular the molecular oxygen (O2) released by photosynthesis inhibits the process of nitrogen fixation.Nevertheless, both are required for optimal growth.The solution?some cells differentiate into what are known as heterocysts, cells committed to nitrogen fixation (← a heterocyst in Anabaena spiroides, adapted from link), while most ”vegetative” cells continue with photosynthesis.Heterocysts cannot divide, and eventually die – they sacrifice themselves for the benefit of their neighbors, the vegetative cells, cells that can reproduce.
The process by which the death of an individual can contribute resources that can be used to insure or enhance the survival and reproduction of surrounding individuals is an inherently social process, and is subject of social evolutionary mechanisms [14, 15][past blogpost]. Social behaviors can be selected for because the organism’s neighbors, the beneficiaries of their self-sacrifice are likely to be closely (clonally) related to themselves. One result of the social behavior is, at the population level, an increase in one aspect of evolutionary fitness,termed “inclusive fitness.”
Such social behaviors can enable a subset of the population to survive various forms of environmental stress (see spore formation above).An obvious environmental stress involves the impact of viral infection.Recall that viruses are completely dependent upon the metabolic machinery of the infected cell to replicate. While there are a number of viral strategies, a common one is bacterial lysis – the virus replicates explosively, kills the infected cells, leading to the release of virus into the environment to infect others.But, what if the infected cell kills itself BEFORE the virus replicates – the dying (self-sacrificing, altruistic) cell “kills” the virus (although viruses are not really alive) and stops the spread of the infection.Typically such genetically programmed cell death responses are based on a simple two-part system, involving a long lived toxin and a short-lived anti-toxin.When the cell is stressed, for example early during viral infection, the level of the anti-toxin can fall, leading to the activation ofthe toxin.
Other types of social behavior and community coordination (quorum effects): Some types of behaviors only make sense when the density of organisms rises above a certain critical level.For example,it would make no sense for an Anabaena cellto differentiate into a heterocyst (see above) if there are no vegetative cells nearby.Similarly, there are processes in which a behavior of a single bacterial cell, such as the synthesis and secretion of a specific enzyme, a specific import or export machine, or the construction of a complex, such as a DNA uptake machine, makes no sense in isolation – the secreted molecule will just diffuse away, and so be ineffective, the molecule to be imported (e.g. lactose) or exported (an antibiotic) may not be present, or there may be no free DNA to import.However, as the concentration (organisms per volume) of bacteria increases, these behaviors can begin to make biological sense – there is DNA to eat or incorporate and the concentration of secreted enzyme can be high enough to degrade the target molecules (so they are inactivated or can be imported as food).
So how does a bacterium determine whether it has neighbors or whether it wants to join a community of similar organisms?After all, it does not have eyes to see. The process used is known as quorum sensing.Each individual synthesizes and secretes a signaling molecule and a receptor protein whose activity is regulated by the binding of the signaling molecule. Species specificity in signaling molecules and receptors insures that organisms of the same kind are talking to one another and not to other, distinct types of organisms that may be in the environment. At low signaling molecule concentrations, such as those produced by a single bacterium in isolation, the receptor is not activated and the cell’s behavior remains unchanged.However, as the concentration of bacteria increases, the concentration of the signal increases, leading to receptor activation. Activation of the receptor can have a number of effects, including increased synthesis of the signal and other changes, such as movement in response to signals through regulation of flagellar and other motility systems, such a system can lead to the directed migration (aggregation) of cells [see 16].
In addition to driving the synthesis of a common good (such as a useful extracellular molecule), social interactions can control processes such as programmed cell death. When the concentration of related neighbors is high, the programmed death of an individual can be beneficial, it can lead to release of nutrients (common goods, including DNA molecules) that can be used by neighbors (relatives)[17, 18] – an increase in the probability of cell death in response to a quorum can increased in a way that increases inclusive fitness.On the other hand,if there are few related individuals in the neighborhood, programmed cell death “wastes” these resources, and so is likely to be suppressed (you might be able to generate a plausible mechanism that could control the probability of programmed cell death).
As we mentioned previously with respect to spore formation, the generation of a certain percentage of “persisters” – individuals that withdraw from active growth and cell division, can enable a population to survive stressful situations, such as the presence of an antibiotic. On the other hand, generating too many persisters may place the population at a reproductive disadvantage. Once the antibiotic is gone, the persisters can return into active division. The ability of bacteria to generate persisters is a serious problem in treating people with infections, particularly those who stop taking their antibiotics too early .
Of course, as in any social system, the presumption of cooperation (expending energy to synthesize the signal, sacrificing oneself for others) can open the system to cheaters [blogpost].All such “altruistic” behaviors are vulnerable to cheaters.*For example, a cheater that avoids programmed cell death (for example due to an inactivating mutation that effects the toxin molecule involved) will come to take over the population.The downside, for the population, is that if cheaters take over, the population is less likely to survive the environmental events that the social behavior was evolve to address.In response to the realities of cheating, social organisms adopt various social-validation and policing systems [see 20 as an example]; we see this pattern of social cooperation, cheating, and social defense mechanism throughout the biological world.
* Such as people who fail to pay their taxes or disclose their tax returns.
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20. Queller, D.C., E. Ponte, S. Bozzaro, and J.E. Strassmann, Single-gene greenbeard effects in the social amoeba Dictyostelium discoideum. Science, 2003. 299: 105-106.
Links between genetics and race crop up periodically in the popular press (link; link), but the real, substantive question, and the topic of a number of recent essays (see Saletan. 2018a. Stop Talking About Race and IQ) is whether the idea of “race” as commonly understood, and used by governments to categorize people (link), makes scientific sense.More to the point, do biology educators have an unmet responsibility to modify and extend their materials and pedagogical approaches to address the non-scientific, often racist, implications of racial characterizations.Such questions are complicated by a second factor, independent of whether the term race has any useful scientific purpose, namely to help students understand the biological (evolutionary) origins of racism itself, together with the stressors that lead to its periodic re-emergence as a socio-political factor. In times of social stress, reactions to strangers (others) identified by variations in skin color or overt religious or cultural signs (dress), can provoke hostility against those perceived to be members of a different social group.As far as I can tell, few in the biology education community, which includes those involved in generating textbooks, organizing courses and curricula, or the design, delivery, and funding of various public science programs, including PBS’s NOVA, the science education efforts of HHMI and other private foundations, and programs such as Science Friday on public radio, directly address the roots of racism, roots associated with biological processes such as the origins and maintenance of multicellularity and other forms of social organization among organisms, involved in coordinating their activities and establishing defenses against social cheaters and processes such as cancer, in an organismic context (1).These established defense mechanisms can, if not recognized and understood, morph into reflexive and unjustified intolerance, hostility toward, and persecution of various “distinguishable others.”I will consider both questions, albeit briefly, here.
Two factors have influenced my thinking about these questions.The first involves the design of the biofundamentals text/course and its extension to include topics in genetics (2).This involved thinking about what is commonly taught in genetics, what is critical for students to know going forward (and by implication what is not), and where materials on genetic processes best fit into a molecular biology curriculum (3).While engaged in such navel gazing there came an email from Malcolm Campbell describing student responses to the introduction of a chapter section on race and racism in his textbook Integrating Concepts in Biology.The various ideas of race, the origins of racism, and the periodic appearance of anti-immigrant, anti-religious and racist groups raise important questions – how best to clarify what is an undeniable observation, that different, isolated, sub-populations of a species can be distinguished from one another (see quote from Ernst Mayr’s 1994 “Typological versus Population thinking” →), from the deeper biological reality, that at the level of the individual these differences are meaningless. In what I think is an interesting way, the idea that people can be meaningfully categorized as different types of various platonic ideals (for example, as members of one race or the other) based on anatomical / linguistic differences between once distinct sub-populations of humans is similar to the dichotomy between common wisdom (e.g. that has influenced people’s working understanding of the motion of objects) and the counter-intuitive nature of empirically established scientific ideas (e.g. Newton’s laws and the implications of Einstein’s theory of general relativity).What appears on the surface to be true but in fact is not.In this specific case, there is a pressure toward what Mayr terms “typological” thinking, in which we class people into idealized (platonic) types or races (↓).
As pointed out most dramatically, and repeatedly, by Mayr (1985; 1994; 2000), and supported by the underlying commonality of molecular biological mechanisms and the continuity of life, stretching back to the last universal common ancestor, there are only individuals who are members of various populations that have experienced various degrees of separation from one another.In many cases, these populations have diverged and, through geographic, behavioral, and structure adaptations driven by natural, social, and sexual selection together with the effects of various events, some non-adaptive, such as bottlenecks, founder effects, and genetic drift, may eventually become reproductively isolated from one another, forming new species.An understanding of evolutionary principles and molecular mechanisms transforms biology from a study of non-existent types to a study of populations with their origins in common, sharing a single root – the last universal common ancestor (LUCA). Over the last ~200,000 years the movement of humans first within Africa and then across the planet has been impressive (→). These movements have been accompanied by the fragmentation of human populations. Campbell and Tishkoff (2008) identified 13 distinct ancestral African populations while Busby et al (2016) recognized 48 sub-saharan population groups. The fragmentation of the human population is being reversed (or rather rendered increasingly less informative) by the effects of migration and extensive intermingling (↓).
Ideas, such as race (and in a sense species), try to make sense of the diversity of the many different types of organisms we observe. They are based on a form of essentialist or typological thinking – thinking that different species and populations are completely different “kinds” of objects, rather than individuals in a population connected historically to all other living things. Race is a more pernicious version of this illusion, a pseudo-scientific, political and ideological idea that postulates that humans comein distinct, non-overlapping types (quote ↓ again, from Mayr).Such a weird idea underlies various illogical and often contradictory legal “rules” by which a person’s “race” is determined.
Given the reality of the individual and the unreality of race, racial profiling (see Satel,
2002) can lead to serious medical mistakes, as made clear in the essays by Acquaviva & Mintz (2010) “Are We Teaching Racial Profiling?”, Yudell et al(2016) “Taking Race out of Human Genetics”, and Donovan (2014) “The impact of the hidden curriculum”.
The idea of race as a type fails to recognize the dynamics of the genome over time.If possible (sadly not) a comparative analysis of the genome of a “living fossil”, such as modern day coelacanths and their ancestors (living more than 80 million years ago) would likely reveal dramatic changes in genomic DNA sequence.In this light the fact that between 100 to 200 new mutations are introduced into the human genome per generation (see Dolgin 2009 Human mutation rate revealed) seems like a useful number to be widely appreciated by students, not to mention the general public. Similarly, the genomic/genetic differences between humans, our primate relatives, and other mammals and the mechanisms behind them (Levchenko et al., 2017)(blog link) would seem worth considering and explicitly incorporating into curricula on genetics and human evolution.
While race may be meaningless, racism is not.How to understand racism?Is it some kind of political artifact, or does it arise from biological factors.Here, I believe, we find a important omission in many biology courses, textbooks, and curricula – namely an introduction and meaningful discussion of social evolutionary mechanisms. Many is the molecular/cell biology curriculum that completely ignores such evolutionary processes. Yet, the organisms that are the primary focus of biological research (and who pay for such research, e.g. humans) are social organisms at two levels.In multicellular organisms somatic cells, which specialize to form muscular, neural, circulatory and immune systems, bone and connective tissues, sacrifice their own inter-generational reproductive future to assist their germ line (sperm and/or eggs) relatives, the cells that give rise to the next generation of organisms, a form of inclusive fitness (Dugatkin, 2007).Moreover, humans are social organisms, often sacrificing themselves, sharing their resources, and showing kindness to other members of their group. This social cooperation is threatened by cheaters of various types (POST LINK).Unless these social cheaters are suppressed, by a range of mechanisms, and through processes of kin/group selection, multicellular organisms die and socially dysfunctional social populations are likely to die out.Without the willingness to cooperate, and when necessary, self-sacrifice, social organization is impossible – no bee hives, no civilizations.Imagine a human population composed solely of people who behave in a completely selfish manner, not honoring their promises or social obligations.
A key to social interactions involves recognizing those who are, and who are not part of your social group.A range of traits can serve as markers for social inclusion.A plausible hypothesis is that the explicit importance of group membership and defined social interactions becomes more critical when a society, or a part of society, is under stress.Within the context of social stratification, those in the less privileged groups may feel that the social contract has been broken or made a mockery of.The feeling (apparent reality) that members of “elite” or excessively privileged sub-groups are not willing to make sacrifices for others serves as evidence that social bonds are being broken (4). Times of economic and social disruption (migrations and conquests) can lead to increased explicit recognition of both group and non-group identification.The idea that outsiders (non-group members) threaten the group can feed racism, a justification for why non-group members should be treated differently from group members.From this position it is a small (conceptual) jump to the conclusion that non-group members are somehow less worthy, less smart, less trustworthy, less human – different in type from members of the group – many of these same points are made in an op-ed piece by Judis. 2018. What the Left Misses About Nationalism.
That economic or climatic stresses can foster the growth of racist ideas is no new idea; consider the unequal effects of various disruptions likely to be associated with the spread ofautomation (quote from George Will↓) and the impact of climate change on migrations of groups within and between countries (see Saletan 2018b: Why Immigration Opponents Should Worry About Climate Change) are likely to spur various forms of social unrest, whether revolution or racism, or both – responses that could be difficult to avoid or control.
So back to the question of biology education – in this context understanding the ingrained responses of social creatures associated with social cohesion and integrity need to be explicitly presented. Similarly, variants of such mechanisms occur within multicellular organisms and how they work is critical to understanding how diseases such as cancer, one of the clearest forms of a cheater phenotype, are suppressed.Social evolutionary mechanisms provide the basis for understanding a range of phenomena, and the ingrained effects of social selection may be seen as one of the roots of racism, or at the very least a contributing factor worth acknowledging explicitly.
Thanks to Melanie Cooper and Paul Strode for comments. Minor edits 4 May 2019.
It is an interesting possibility whether the 1%, or rather the super 0.1% represent their own unique form of social parasite, leading periodically to various revolutions – although sadly, new social parasites appear to re-emerge quite quickly.
At this point it is worth noting that biofundamentals itself includes sections on social evolution, kin/group and sexual selection (see Klymkowsky et al., 2016; LibreText link).
One might be forgiven for thinking that rich and privileged folk who escape paying what is seen as their fair share of taxes, might be cast as social cheaters (parasites) who, rather than encouraging racism might lead to revolutionary thoughts and actions.
Acquaviva & Mintz. (2010). Perspective: Are we teaching racial profiling? The dangers of subjective determinations of race and ethnicity in case presentations. Academic Medicine85, 702-705.
Busby et al. (2016). Admixture into and within sub-Saharan Africa. Elife5, e15266.
Campbell & Tishkoff. (2008). African genetic diversity: implications for human demographic history, modern human origins, and complex disease mapping. Annu. Rev. Genomics Hum. Genet.9, 403-433.
Donovan, B.M. (2014). Playing with fire? The impact of the hidden curriculum in school genetics on essentialist conceptions of race. Journal of Research in Science Teaching51: 462-496.
Dugatkin, L. A. (2007). Inclusive fitness theory from Darwin to Hamilton. Genetics176, 1375-1380.
Levchenko et al., (2017). Human accelerated regions and other human-specific sequence variations in the context of evolution and their relevance for brain development. Genome biology and evolution10, 166-188.
Mayr, E. (1985). The Growth of Biological Thought: Diversity, Evolution, and Inheritance. Cambridge, MA: Belknap Press of Harvard University Press.
Mayr, E. (1994). Typological versus population thinking. Conceptual issues in evolutionary biology, 157-160.
—- (2000). Darwin’s influence on modern thought. Scientific American283, 78-83.
Satel, S. (2002). I am a racially profiling doctor. New York Times5, 56-58.
Yudell et al., (2016). Taking race out of human genetics. Science351, 564-565.
For some, the scientific way of thinking is both challenging and attractive.Thinking scientifically leads to an introduction to, and sometimes membership in a unique community, who at their best are curious, critical, creative, and receptive to new and mind-boggling ideas, anchored in objective (reproducible) observations whose implications can be rigorously considered (1).
What I particularly love about science is its communal aspect, within which the novice can point to a new observation or logical limitation, and force the Nobel laureate (assuming that they remain cognitively nimble, ego-flexible, and interested in listening) to rethink and revise there positions. Add to that the amazing phenomena that the scientific enterprise has revealed to us, the apparent age and size of the universe, the underlying unity, and remarkable diversity of life, the mind-bending behavior of matter-energy at the quantum level, and the apparent bending of space-time.Yet, and not withstanding the power of the scientific approach, there are many essential topics that simply cannot be studied scientifically, and even more in which a range of practical constraints seriously limit our ability to come to meaningful conclusions.
Perhaps acknowledging the limits of science is nowhere more important than in the scientific study of consciousness and self-consciousness.While we can confidently dismiss various speculations (often from disillusioned and displaced physicists) that all matter is “conscious” (2), or mystical speculations on the roles of super-natural forces (spirits and such), we need to recognize explicitly why studying consciousness and self-consciousness remains an extremely difficult and problematic area of research.One aspect is that various scientific-sounding pronouncements on the impossibility or illusory nature of free will have far ranging and largely pernicious if not down right toxic social and personalimplications. Denying the possibility of free will implies that people are not responsible for their actions – and so cannot reasonably be held accountable.In a broader sense, such a view can be seen as justifying treating people as disposable machines, to be sacrificed for some ideological or religious faith (3).It directly contradicts the founding presumptions and aspirations behind the enterprise that is the United States of America, as articulated by Thomas Jefferson, a fragile bulwark against sacrificing individuals on the alter of often pseudoscientific or half-baked ideas.
So the critical question is, is there a compelling reason to take pronouncements such as those that deny the reality of free will, seriously? I think not. I would assume that all “normal” human beings come to feel that there is someone (them) listening to various aspects of neural activity and that they (the listener) can in turn decide (or at the very least influence) what happens next, how they behave, what they think and how they feel.All of which is to say that there is an undeniable (self-evident) reality associated with self-consciousness, as well as the feeling of (at least partial) control.
This is not to imply that humans (and other animals) are totally in control of their thoughts and actions, completely “free” – obviously not.First, one’s life history and the details of a situation can dramatically impact thoughts and behaviors, and much of that is based on luck, a range of hereditary factors, our experiences (both long and short term) that combine to influence our response to a particular situation – recognition of which is critical for developing empathy for ourselves and others (see The radical moral implications of luck in human life).At the same time how we (our brain) experiences and interprets what our brain (also us) is “saying” to itself is based on genetically and developmentally shaped neural circuitry and signaling systems that influence the activities of complex ensembles of interconnected cellular systems – it is not neurons firing in deterministic patterns, since at the cellular level there are multiple stochastic processes that influence the behaviors of neural networks. There is noise (spontaneous activity) that impacts patterns of neuronal signaling, as well as stochastic processes, such as the timing of synaptic vesicle fusion events, the cellular impacts of diffusing molecules, themonoallelic expression of genes(Deng et al., 2014; Zakharova et al., 2009) and various feedback networks that can lead to subtle and likely functional differences between apparently identical cells of what appear to be the “same” type (for the implications of stochastic, single cell processes see: Biology education in the light of single cell/molecule studies).
So let us consider what it would take to make a fully deterministic model of the brain, without considering for the moment the challenges associated with incorporating the effects of molecular and cellular level noise. First there is the inherent difficulty (practical impossibility) of fully characterizing the properties of the living human brain, with its ~100,000,000,000 neurons, making ~7,000,000,000,000,000 synapses with one another, and interacting in various ways with ~100,000,000,000 glia that include non-neuronal astrocytes, oligodendrocytes, and immune system microglia (von Bartheld et al., 2016). These considerations ignore the recently discovered effects of the rest of the body (and its microbiome) on the brain (see Mayer et al., 2014; Smith, 2015).
Then there is the fact that measuring a system changes a system. In a manner analogous to the Heisenberg uncertainty principle, measuring aspects of neuronal function (or glial-neural interactions) will necessarily involve perturbations to the examined cells – recent studies have used a range of light emitting reporters to follow various aspects of neuronal activity (see Lin and Schnitzer, 2016), but these reporters also perturb the system, if only through heating effects associated with absorbing and emitting light. Or if they, for example, serve to report the levels of intracellular calcium ions, involved in a range of cellular behaviors, they will necessarily influence calcium ion concentrations, etc. Such high resolution analyses, orders of magnitude higher than functional MRI (fMRI) studies would likely kill or cripple the person measured. The more accurate the measurement, the more perturbed, and the more altered future behaviors can be expected to be and the less accurate our model of the functioning brain will be.
There is, however, another more practical question to consider, namely are current neurobiological methods adequate for revealing how the brain works.This point has been made in a particularly interesting way by Jonas & Kording (2017) in their paper “Could a neuroscientist understand a microprocessor?” – their analysis indicates the answer is “probably not”, even though such a processor represents a completely deterministic system.
If it is not possible to predict the system, then any discussion of free will or determinism is mute – unknowable and in an important scientific sense uninteresting. In a Popperian way (only the ability to predict and falsify interesting predictions makes, at the end of the day, something scientifically useful.
I have little intelligent to say about artificial intelligence, since free will and intelligence are rather different things. While it is clearly possible to build a computer system (hardware and software) that can beat people at complex games such as chess (Kasparov, 2010; see AlphaZero) and GO (Silver et al., 2016), it remains unclear whether a computer can “want” to play chess or go in the same way as a human being does.We can even consider the value of evolving free will, as a way to confuse our enemies and seduce love interests or non-sexual social contacts. Brembs (2010) presents an interesting paper on the evolutionary value of free will in lower organisms (invertebrates).
What seems clear to me (and considered before: The pernicious effects of disrespecting the constraints of science) is that the damage, social, emotional, and political, associated with claiming to have come to an “scientifically established” conclusion on topics that are demonstrably beyond the scope of scientific resolution, conclusions that make a completely knowable and strictly deterministic universe impossible to attain) should be explained and understood to both the general public and stressed on and by the scientific and educational community.They could be seen as a form of scientific malpractice that should be, quite rightly, dismissed out of hand. Rather than become the focus of academic or public debate, they are best ignored and those who promulgate them, often out of careerist motivations (or just arrogance) should be pitied, rather than being promoted aspublic intellectuals to be taken seriously.A note on images: Parts of the header image are modified from images created by Tom Edwards (of WallyWare fame) and used by permission. The “Becky O” Bad Mom card by Roz Chast is used by permission. Thanks to Michael Stowell for pointing out the work of Jonas and Kording. Also it turns out that physicist Sabine Hossenfelder has recently had something to say on the subject. Minor updates and the re-insertion of figures – 26 October 2020.
1. We won’t consider them at their worst, suffice it to say, they can embrace all that is wrong with humanity, leading to a range of atrocities.
Brembs, B. (2010). Towards a scientific concept of free will as a biological trait: spontaneous actions and decision-making in invertebrates. Proceedings of the Royal Society of London B: Biological Sciences, rspb20102325.
Deng, Q., Ramsköld, D., Reinius, B. and Sandberg, R. (2014). Single-cell RNA-seq reveals dynamic, random monoallelic gene expression in mammalian cells. Science 343, 193-196.
Kasparov, G. (2010). The chess master and the computer. The New York Review of Books 57, 16-19.
Lin, M. Z. and Schnitzer, M. J. (2016). Genetically encoded indicators of neuronal activity. Nature neuroscience 19, 1142.
Jonas, E., & Kording, K. P. (2017). Could a neuroscientist understand a microprocessor?. PLoS computational biology, 13, e1005268.
Mayer, E. A., Knight, R., Mazmanian, S. K., Cryan, J. F., & Tillisch, K. (2014). Gut microbes and the brain: paradigm shift in neuroscience. Journal of Neuroscience, 34, 15490-15496.
Silver et al. (2016). Mastering the game of Go with deep neural networks and tree search. nature 529, 484.
Smith, P. A. (2015). The tantalizing links between gut microbes and the brain. Nature News, 526, 312.
von Bartheld, C. S., Bahney, J. and Herculano‐Houzel, S. (2016). The search for true numbers of neurons and glial cells in the human brain: a review of 150 years of cell counting. Journal of Comparative Neurology 524, 3865-3895.
Zakharova, I. S., Shevchenko, A. I. and Zakian, S. M. (2009). Monoallelic gene expression in mammals. Chromosoma 118, 279-290.
In the context of public discourse, there are times when one is driven to simple, reflexive and often disproportionate (exasperated) responses.That happens to me whenever people talk about the various theories that they apply to a process or event.I respond by saying (increasingly silently to myself), that what they mean is really that they have an idea, a model, a guess, a speculation, or a comforting “just-so” story. All too often such competing “theories” are flexible enough to explain (or explain away) anything, depending upon one’s predilections. So why a post on theories?Certainly thepoint as been made before (see Ghose. 2013. “Just a Theory”: 7 Misused Science Words“). Basically because the misuse of the term theory, whether by non-scientists, scientists, or science popularizers, undermines understanding of, and respect for the products of the scientific enterprise.It confuses hard won knowledge with what are often superficial (or self-serving) opinions. When professors, politicians, pundits, PR flacks, or regular people use the word theory, they are all too often, whether consciously or not, seeking to elevate their ideas through the authority of science.
So what is the big deal anyway, why be an annoying pain in the ass (see Christopher DiCarlo’s video), challenging people, making them uncomfortable, and making a big deal about something so trivial.But is it really trivial?I think not, although it may well be futile or quixotic.The inappropriate use of the word theory, particularly by academics, is an implicit attempt to gain credibility.It is also an attack on the integrity of science.Why?Because like it or not, science is the most powerful method we have to understand how the world works, as opposed to what the world or our existence within the world means.The scientific enterprise, abiding as it does by explicit rules of integrity, objective evidence, logical and quantifiable implications, and their testing has been a progressive social activity, leading to useful knowledge – knowledge that has eradicated small pox and polio (almost) and produced iPhones, genetically modified organisms, and nuclear weapons.That is not to say that the authority of science has not been repeatedly been used to justify horrific sociopolitical ideas, but those ideas have not been based on critically evaluated and tested scientific theories, but on variously baked ideas that claim the support of science (both the eugenics and anti-vaccination movements are examples).
Modern science is based on theories, ideas about the universe that explain and predict what we will find when we look (smell, hear, touch) carefully at the world around us.And these theories are rigorously and continually tested, quantitatively – in fact one might say that the ability to translate a theory into a quantitative prediction is one critical hallmark of a real versus an ersatz (non-scientific) theory [here is a really clever approach to teaching students about facts and theories, from David Westmoreland]
So where do (scientific) theories come from?Initially they are guesses about how the world works, as stated by Richard Feynman and the non-scientific nature of vague “theories”.Guesses that have evolved based on testing, confirmation, and where wrong – replacement with more and more accurate, logically well constructed and more widely applicable constructs – an example of the evolution of scientific knowledge.That is why ideas are cheap, they never had, or do not develop the disciplinary rigor necessary to become a theory.In fact, it often does not even matter, not really, to the people propounding these ideas whether they correspond to reality at all, as witness the stream of tweets from various politicians or the ease with which many apocalyptic predictions are replaced when they turn out to be incorrect.But how is the average person to identify the difference between a (more or less half-baked) idea and a scientific theory?Probably the easiest way is to ask, is the idea constantly being challenged, validated, and where necessary refined by both its proponents and its detractors.One of the most impressive aspects of Einstein’s theory of general relativity is the accuracy of its predictions (the orbit of Mercury, time-dilation, and gravitational waves (link)), predictions that if not confirmed would have forced its abandonment – or at the very least serious revision.It is this constant application of a theory, and the rigorous testing of its predictions (if this, then that) that proves its worth.
Another aspect of a scientific theory is whether it is fecund or sterile.Does its application lead to new observations that it can explain?In contrast, most ideas are dead ends.Consider the recent paper on the possibility that life arose outside of the Earth, a proposal known as pan-spermia (1) – “a very plausible conclusion – life may have been seeded here on Earth by life-bearing comets” – and recently tunneling intothe web’s consciousness in stories implying the extra-terrestrial origins of cephalopods (see “no, octopuses don’t come from outer space.”)Unfortunately, no actual biological insights emerge from this idea (wild speculation), since it simply displaces the problem, if life did not arise here, how did it arise elsewhere?If such ideas are embraced, as is the case with many religious ideas, their alteration often leads to violent schism rather than peaceful refinement. Consider, as an example, an idea had by an archaic Greek or two that the world was made of atoms. These speculations were not theories, since their implications were not rigorously tested.The modern atomic theory has been evolving since its introduction by Dalton, and displays the diagnostic traits of a scientific theory.Once introduced to explain the physical properties of matter, it led to new discoveries and explanations for the composition and structure of atoms themselves (electrons, neutrons, and protons), and then to the composition and properties of these objects, quarks and such (link to a great example.)
Scientific theories are, by necessity, tentative (again, as noted by Feynman) – they are constrained and propelled by new and more accurate observations.A new observation can break a theory, leading it to be fixed or discarded.When that happens, the new theory explains (predicts) all that the old theory did and more.This is where discipline comes in; theories must meet strict standards – the result is that generally there cannot be two equivalent theories that explain the same phenomena – one (or both) must be wrong in some important ways.There is no alternative, non-atomic theory that explains the properties of matter.
The assumption is that two “competing” theories will make distinctly different predictions, if we look (and measure) carefully enough. There are rare cases where two “theories” make the same predictions; the classic example is the Ptolemaic Sun-centered and the Copernican Earth-centered models of the solar system.Both explained the appearancesof planetary motion more or less equally well, and so on that basis there was really no objective reason to choose between them.In part, this situation arose from an unnecessary assumption underlying both models, namely that celestial objects moved in perfect circular orbits – this assumption necessitated the presence of multiple “epicycles” in both models.The real advance came with Kepler’s recognition that celestial objects need not travel in perfect circular orbits, but rather in elliptical orbits; this liberated models of the solar system from the need for epicycles.The result was the replacement of “theories of solar system movement” with a theory of planetary/solar/galactic motions”.
Whether, at the end of the day scientific theories are comforting or upsetting, beautiful or ugly remains to be seen, but what is critical is that we defend the integrity of science and call out the non-scientific use of the word theory, or blame ourselve for the further decay of civilization (perhaps I am being somewhat hyperbolic – sorry).
1. Although really, pan-oogenia would be better.Sperm can do nothing without an egg, but an unfertilized egg can develop into an organism, as occurs with bees.
The other day, through no fault of my own, I found myself looking at the courses required by our molecular biology undergraduate degree program. I discovered a requirement for a 5 credit hour physics course, and a recommendation that this course be taken in the students’ senior year – a point in their studies when most have already completed their required biology courses. Befuddlement struck me, what was the point of requiring an introductory physics course in the context of a molecular biology major? Was this an example of time-travel (via wormholes or some other esoteric imagining) in which a physics course in the future impacts a students’ understanding of molecular biology in the past? I was also struck by the possibility that requiring such a course in the students’ senior year would measurably impact their time to degree.
In a search for clarity and possible enlightenment, I reflected back on my own experiences in an undergraduate biophysics degree program – as a practicing cell and molecular biologist, I was somewhat confused. I could not put my finger on the purpose of our physics requirement, except perhaps the admirable goal of supporting physics graduate students. But then, after feverish reflections on the responsibilities of faculty in the design of the courses and curricula they prescribe for their students and the more general concepts of instructional (best) practice and malpractice, my mind calmed, perhaps because I was distracted by an article on Oxford Nanopore’s MinION (↓), a “portable real-time device for DNA and RNA sequencing”,a device that plugs into the USB port on one’s laptop!
Distracted from the potentially quixotic problem of how to achieve effective educational reform at the undergraduate level, I found myself driven on by an insatiable curiosity (or a deep-seated insecurity) to insure that I actually understood how this latest generation of DNA sequencers worked. This led me to a paper by Meni Wanunu (2012. Nanopores: A journey towards DNA sequencing). On reading the paper, I found myself returning to my original belief, yes, understanding physics is critical to developing a molecular-level understanding of how biological systems work, BUT it was just not the physics normally inflicted upon (required of) students . Certainly this was no new idea. Bruce Alberts had written on this topic a number of times, most dramatically in his 1989 paper “The cell as a collection of molecular machines” . Rather sadly, and not withstanding much handwringing about the importance of expanding student interest in, and understanding of, STEM disciplines, not much of substance in this area has occurred. While (some minority of) physics courses may have adopted active engagement pedagogies (in the meaning of Hake ) most insist on teaching macroscopic physics, rather than to focus on, or even to consider, the molecular level physics relevant to biological systems, explicitly the physics of protein machines in a cellular (biological) context. Why sadly, because conventional, that is non-biologically relevant introductory physics and chemistry courses, all to often serve the role of a hazing ritual, driving many students out of biology-based careers , in part I suspect, because they often seem irrelevant to students’ interests in the workings of biological systems. (footnote 1)
Nanopore’s sequencer and Wanunu’s article (footnote 2) got me thinking again about biological machines, of which there are a great number, ranging from pumps, propellers, and oars to various types of transporters, molecular truckers that move chromosomes, membrane vesicles, and parts of cells with respect to one another, to DNA detanglers, protein unfolders, and molecular recyclers (↓).
Nanopore’s sequencer works based on the fact that as a single strand of DNA (or RNA) moves through a narrow pore, the different bases (A,C,T,G) occlude the pore to different extents, allowing different numbers of ions, different amounts of current, to pass through the pore. These current differences can be detected, and allows for a nucleotide sequence to be “read” as the nucleic acid strand moves through the pore. Understanding the process involves understanding how molecules move, that is the physics of molecular collisions and energy transfer, how proteins and membranes allow and restrict ion movement, and the impact of chemical gradients and electrical fields across a membrane on molecular movements – all physical concepts of widespread significance in biological systems (here is an example of where a better understanding of physics could be useful to biologists). Such ideas can be extended to the more general questions of how molecules move within the cell, and the effects of molecular size and inter-molecular interactions within a concentrated solution of proteins, protein polymers, lipid membranes, and nucleic acids, such as described in Oliverira et al., (2016 Increased cytoplasmic viscosity hampers aggregate polar segregation in Escherichia coli). At the molecular level, the processes, while biased by electric fields (potentials) and concentration gradients, are stochastic (noisy). Understanding of stochastic processes is difficult for students , but critical to developing an appreciation of how such processes can lead to phenotypic differences between cells with the same genotypes (previous post) and how such noisy processes are managed by the cell and within a multicellular organism.
As path leads on to path, I found myself considering the (←) spear-chucking protein machine present in the pathogenic bacteria Vibrio cholerae; this molecular machine is used to inject toxins into neighbors that the bacterium happens to bump into (see Joshi et al., 2017. Rules of Engagement: The Type VI Secretion System in Vibrio cholerae). The system is complex and acts much like a spring-loaded and rather “inhumane” mouse trap. This is one of a number of bacterial type VI systems, and “has structural and functional homology to the T4 bacteriophage tail spike and tube” – the molecular machine that injects bacterial cells with the virus’s genetic material, its DNA.
Building the bacterium’s spear-based injection system is control by a social (quorum sensing) system, a way that unicellular organisms can monitor whether they are alone or living in an environment crowded with other organisms. During the process of assembly, potential energy, derived from various chemically coupled, thermodynamically favorable reactions, is stored in both type VI “spears” and the contractile (nucleic acid injecting) tails of the bacterial viruses (phage). Understanding the energetics of this process, exactly how coupling thermodynamically favorable chemical reactions, such as ATP hydrolysis, or physico-chemical reactions, such as the diffusion of ions down an electrochemical gradient, can be used to set these “mouse traps”, and where the energy goes when the traps are sprung is central to students’ understanding of these and a wide range of other molecular machines.
Energy stored in such molecular machines during their assembly can be used to move the cell. As an example, another bacterial system generates contractile (type IV pili) filaments; the contraction of such a filament can allow “the bacterium to move 10,000 times its own body weight, which results in rapid movement” (see Berry & Belicic 2015. Exceptionally widespread nanomachines composed of type IV pilins: the prokaryotic Swiss Army knives). The contraction of such a filament has been found to be used to import DNA into the cell, an early step in the process of horizontal gene transfer. In other situations (other molecular machines) such protein filaments access thermodynamically favorable processes to rotate, acting like a propeller, driving cellular movement.
During my biased random walk through the literature, I came across another, but molecularly distinct, machine used to import DNA into Vibrio (see Matthey & Blokesch 2016. The DNA-Uptake Process of Naturally Competent Vibrio cholerae).
This molecular machine enables the bacterium to import DNA from the environment, released, perhaps, from a neighbor killed by its spear. In this system (←), the double stranded DNA molecule is first transported through the bacterium’s outer membrane; the DNA’s two strands are then separated, and one strand passes through a channel protein through the inner (plasma) membrane, and into the cytoplasm, where it can interact with the bacterium’s genomic DNA.
The value of introducing students to the idea of molecular machines is that it helps to demystify how biological systems work, how such machines carry out specific functions, whether moving the cell or recognizing and repairing damaged DNA. If physics matters in biological curriculum, it matters for this reason – it establishes a core premise of biology, namely that organisms are not driven by “vital” forces, but by prosaic physiochemical ones. At the same time, the molecular mechanisms behind evolution, such as mutation, gene duplication, and genomic reorganization provide the means by which new structures emerge from pre-existing ones, yet many is the molecular biology degree program that does not include an introduction to evolutionary mechanisms in its required course sequence – imagine that, requiring physics but not evolution? (see ).
One final point regarding requiring students to take a biologically relevant physics course early in their degree program is that it can be used to reinforce what I think is a critical and often misunderstood point. While biological systems rely on molecular machines, we (and by we I mean all organisms) are NOT machines, no matter what physicists might postulate -see We Are All Machines That Think. We are something different and distinct. Our behaviors and our feelings, whether ultimately understandable or not, emerge from the interaction of genetically encoded, stochastically driven non-equilibrium systems, modified through evolutionary, environmental, social, and a range of unpredictable events occurring in an uninterrupted, and basically undirected fashion for ~3.5 billion years. While we are constrained, we are more, in some weird and probably ultimately incomprehensible way.
 A discussion with Melanie Cooper on what chemistry is relevant to a life science major was a critical driver in our collaboration to develop the chemistry, life, the universe, and everything (CLUE) chemistry curriculum.
 Together with my own efforts in designing the biofundamentals introductory biology curriculum.
1. Wanunu, M., Nanopores: A journey towards DNA sequencing. Physics of life reviews, 2012. 9(2): p. 125-158.
6. Oliveira, S., R. Neeli‐Venkata, N.S. Goncalves, J.A. Santinha, L. Martins, H. Tran, J. Mäkelä, A. Gupta, M. Barandas, and A. Häkkinen, Increased cytoplasm viscosity hampers aggregate polar segregation in Escherichia coli. Molecular microbiology, 2016. 99(4): p. 686-699.
7. Garvin-Doxas, K. and M.W. Klymkowsky, Understanding Randomness and its impact on Student Learning: Lessons from the Biology Concept Inventory (BCI). Life Science Education, 2008. 7: p. 227-233.
8. Joshi, A., B. Kostiuk, A. Rogers, J. Teschler, S. Pukatzki, and F.H. Yildiz, Rules of engagement: the type VI secretion system in Vibrio cholerae. Trends in microbiology, 2017. 25(4): p. 267-279.
9. Berry, J.-L. and V. Pelicic, Exceptionally widespread nanomachines composed of type IV pilins: the prokaryotic Swiss Army knives. FEMS microbiology reviews, 2014. 39(1): p. 134-154.
10. Matthey, N. and M. Blokesch, The DNA-uptake process of naturally competent Vibrio cholerae. Trends in microbiology, 2016. 24(2): p. 98-110.
11. Pallen, M.J. and N.J. Matzke, From The Origin of Species to the origin of bacterial flagella. Nat Rev Microbiol, 2006. 4(10): p. 784-90.